Improved preoperative risk assessment tools are needed to guide informed decision making before esophagectomy Journal Article


Authors: Gray, K. D.; Nobel, T. B.; Hsu, M.; Tan, K. S.; Chudgar, N.; Yan, S.; Rusch, V. W.; Jones, D. R.; Rocco, G.; Molena, D.; Isbell, J. M.
Article Title: Improved preoperative risk assessment tools are needed to guide informed decision making before esophagectomy
Abstract: Objective: We sought to evaluate the performance of 2 commonly used prediction models for postoperative morbidity in patients undergoing open and minimally invasive esophagectomy. Summary Background Data: Patients undergoing esophagectomy have a high risk of postoperative complications. Accurate risk assessment in this cohort is important for informed decision-making. Methods: We identified patients who underwent esophagectomy between January 2016 and June 2018 from our prospectively maintained database. Predicted morbidity was calculated using the American College of Surgeons National Surgical Quality Improvement Program Surgical Risk Calculator (SRC) and a 5-factor National Surgical Quality Improvement Programderived frailty index. Performance was evaluated using concordance index (C-index) and calibration curves. Results: In total, 240 consecutive patients were included for analysis. Most patients (85%) underwent Ivor Lewis esophagectomy. The observed overall complication rate was 39%; the observed serious complication rate was 33%. The SRC did not identify risk of complications in the entire cohort (C-index, 0.553), patients undergoing open esophagectomy (C-index, 0.569), or patients undergoing minimally invasive esophagectomy (C-index, 0.542); calibration curves showed general underestimation. Discrimination of the SRC was lowest for reoperation (C-index, 0.533) and highest for discharge to a facility other than home (C-index, 0.728). Similarly, the frailty index had C-index of 0.513 for discriminating any complication, 0.523 for serious complication, and 0.559 for readmission. Conclusions: SRC and frailty index did not adequately predict complications after esophagectomy. Procedure-specific risk-assessment tools are needed to guide shared patient-physician decision-making in this high-risk population. © 2023 LWW. All rights reserved.
Keywords: adult; major clinical study; preoperative evaluation; prospective study; medical decision making; morbidity; cohort analysis; retrospective study; prediction; risk assessment; total quality management; reoperation; surgical risk; high risk population; hospital readmission; esophagus cancer; esophagectomy; esophageal cancer; prediction model; minimally invasive esophagectomy; postoperative morbidity; frailty; human; male; female; article; transthoracic esophagectomy; surgical risk calculator
Journal Title: Annals of Surgery
Volume: 277
Issue: 1
ISSN: 0003-4932
Publisher: Lippincott Williams & Wilkins  
Date Published: 2023-01-01
Start Page: 116
End Page: 120
Language: English
DOI: 10.1097/sla.0000000000004715
PUBMED: 33351463
PROVIDER: scopus
PMCID: PMC8211904
DOI/URL:
Notes: The MSK Cancer Center Support Grant (P30 CA008748) is acknowledged in the PDF -- Corresponding author is MSK author: James M. Isbell -- Source: Scopus
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MSK Authors
  1. Meier Hsu
    169 Hsu
  2. Valerie W Rusch
    864 Rusch
  3. David Randolph Jones
    417 Jones
  4. Daniela   Molena
    271 Molena
  5. Neel Pankaj Chudgar
    15 Chudgar
  6. Kay See   Tan
    241 Tan
  7. James Michael Isbell
    127 Isbell
  8. Tamar B Nobel
    42 Nobel
  9. Gaetano Rocco
    130 Rocco
  10. Katherine D. Gray
    24 Gray
  11. Shi Yan
    8 Yan