Properties of analysis methods that account for clustering in volume-outcome studies when the primary predictor is cluster size Journal Article


Authors: Panageas, K. S.; Schrag, D.; Localio, A. R.; Venkatraman, E. S.; Begg, C. B.
Article Title: Properties of analysis methods that account for clustering in volume-outcome studies when the primary predictor is cluster size
Abstract: In recent years health services researchers have conducted 'volume-outcome' studies to evaluate whether providers (hospitals or surgeons) who treat many patients for a specialized condition have better outcomes than those that treat few patients. These studies and the inherent clustering of events by provider present an unusual statistical problem. The volume-outcome setting is unique in that 'volume' reflects both the primary factor under study and also the cluster size. Consequently, the assumptions inherent in the use of available methods that correct for clustering might be violated in this setting. To address this issue, we investigate via simulation the properties of three estimation procedures for the analysis of cluster correlated data, specifically in the context of volume-outcome studies. We examine and compare the validity and efficiency of widely-available statistical techniques that have been used in the context of volume-outcome studies: generalized estimating equations (GEE) using both the independence and exchangeable correlation structures; random effects models; and the weighted GEE approach proposed by Williamson et al. (Biometrics 2003; 59:36-42) to account for informative clustering. Using data generated either from an underlying true random effects model or a cluster correlated model we show that both the random effects and the GEE with an exchangeable correlation structure have generally good properties, with relatively low bias for estimating the volume parameter and its variance. By contrast, the cluster weighted GEE method is inefficient. Copyright © 2006 John Wiley & Sons, Ltd.
Keywords: treatment outcome; aged; major clinical study; disease association; cluster analysis; variance; incidence; motivation; prediction; prostate cancer; postoperative complication; postoperative complications; simulation; prostatic neoplasms; correlation analysis; statistical analysis; data interpretation, statistical; prostatectomy; outcomes research; predictor variable; computer simulation; validity; effect size; systematic error; cluster weighted gee; non-ignorable cluster size; volume-outcome studies
Journal Title: Statistics in Medicine
Volume: 26
Issue: 9
ISSN: 0277-6715
Publisher: John Wiley & Sons  
Date Published: 2007-04-30
Start Page: 2017
End Page: 2035
Language: English
DOI: 10.1002/sim.2657
PUBMED: 17016864
PROVIDER: scopus
DOI/URL:
Notes: --- - "Cited By (since 1996): 13" - "Export Date: 17 November 2011" - "CODEN: SMEDD" - "Source: Scopus"
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MSK Authors
  1. Venkatraman Ennapadam Seshan
    382 Seshan
  2. Colin B Begg
    306 Begg
  3. Deborah Schrag
    229 Schrag
  4. Katherine S Panageas
    512 Panageas